Re-Designed Website for AdvisorVault

AdvisorVault, Inc., in 17a-4 backup, has launched a re-designed website.

Designed to give small FINRA firms up-to-date tools to tackle data compliance demands, the site was created to clarify what firms need in order to properly outsource the remote backup and archiving of electronic records.

The site, designed for broker-dealers, RIAs, and other independent wealth management firms, contains detailed guides, downloads, and documentation to help fulfill SEC rule 17a-4, with the goal of keeping data compliant costs as low as possible while ensuring auditor satisfaction.

“SEC rule 17a-4 is the de facto piece of legislation used by everyone in the industry,” said Allan Lonz, president, AdvisorVault. “Compliance officers, regulators, tech staff and third party providers use 17a-4 as their guide. However, the rule is complex; it spans over 65 pages with dozens of updates and amendments. Our new site brings it all together, providing everything needed to achieve 17a-4 compliance.“

Topics include:

• Consolidated D3P: Introduction to consolidate designated third party or D3P service: A turnkey approach from AdvisorVault that contains everything needed to outsource 17a-4 compliance.
• Free White Paper Downloads: A data compliance guide for small firms: Understanding backup and archiving, and consolidating the 17a-4 data archiving service.
• Data Compliance FAQs: How do small FINRA firms outsource 17a-4? How can FINRA firms make the cloud 17a-4 compliant? What are the key features of an effective 17a-4 backup and archiving solution?
• Remote Archiving Technology: Details remote data archiving – the cornerstone to making dispersed data SEC compliant with outsourced, inexpensive protection for all data formats.
• Making the Cloud Compliant: Explains how to make the most popular cloud platforms such as Dropbox, Office 365, the Google Suite, and Amazon 17a-4 compliant to create a compliant paperless office.